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A Copernican revolution in culture and conduct risk management

For financial services firms and their regulators much of 2017 was devoted to implementation programmes with the impending deadline for the Markets in Financial Instruments Directive II and associated Regulation (MiFID II/R).

For the most part this came into effect on January 3, 2018. MiFID II/R will be a game-changer for trading in 2018 even with the last-minute delay to the legal entity identifier requirements.