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Internal Audit 101
An infographic snapshot of the fundamental building blocks of internal audit, designed for organizations looking to either create an internal audit team or reaffirm their approach to the discipline.
Three Lines of Defense
Explores how organizations could conceptualize relationships between teams, functions and outputs within this model.
Sanctions compliance — the importance of screening
How do manage third party risk, and ensure you're not doing business with a designated person or an entity which is owned or controlled by a designated person? This article gives some practical tips.
Fines for banks that breached US sanctions
A survey of fines for banks spanning more than ten years
Managing regulatory change & compliance risk
A step-by-step overview of the activities involved in each part of the compliance process can help organizations establish a clear focus of what is required of them individually, and collectively.
Internal audit roadmap
Throughout the internal audit lifecycle, internal auditors need to engage with stakeholders to achieve organizational objectives and internal audit outcomes.