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World-Check is an obvious choice for alternative investment service provider
With World-Check integrated into their transfer agency system, servicing seven locations around the world, Equinoxe takes comfort in its ability to run compliance reports.
Operational risk quantification — scenarios
Scenario analysis can be a useful, eye-opening experience for organizations attempting to understand some of the more challenging risks they face in their environment. However, performing a robust scenario analysis is not as easy as it looks at first blush. At the core of the difficulty is the...
AutoAudit improves Extraco Banks' internal audit data sharing and collaboration
Extraco Banks, a community bank based in Waco, Texas, shares their positive experience with web conferencing training and how Thomson Reuters AutoAudit empowers their internal audit function to do so much more
Internal Audit 101
An infographic snapshot of the fundamental building blocks of internal audit, designed for organizations looking to either create an internal audit team or reaffirm their approach to the discipline.
Three Lines of Defense
Explores how organizations could conceptualize relationships between teams, functions and outputs within this model.
Sanctions compliance — the importance of screening
How do manage third party risk, and ensure you're not doing business with a designated person or an entity which is owned or controlled by a designated person? This article gives some practical tips.
Fines for banks that breached US sanctions
A survey of fines for banks spanning more than ten years
Managing regulatory change & compliance risk
A step-by-step overview of the activities involved in each part of the compliance process can help organizations establish a clear focus of what is required of them individually, and collectively.
Internal audit roadmap
Throughout the internal audit lifecycle, internal auditors need to engage with stakeholders to achieve organizational objectives and internal audit outcomes.