Risk and compliance resources

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    Enhanced Due Diligence — source of wealth reports for the gaming industry

    In a rapidly evolving regulatory landscape, gambling operators can expect their anti-money laundering controls to come in for sharper scrutiny. Successfully identifying the sources of a customer’s wealth allows operators to mitigate risks associated with financial crime.

    KYC compliance — the rising challenge for financial institutions and corporates

    A year on from our last survey, and despite the fact that financial institutions (FIs) are continuing to invest significant resources in KYC, the compliance challenge appears to be increasing.

    Global sustainable development

    We examine the threat of environmental crime to business and security, and how to mitigate using supply chain risk tools, ESG data, and greater collaboration.

    Fines imposed on non-banking institutions for breaching U.S. Office of Foreign Asset Control (OFAC) sanctions 2011 - 2018

    This infographic shows the fines imposed on non-bank entities from 2011-2017 for breaching OFAC sanctions and compares number and amounts to those imposed on banks.

    FRTB puts data demands on banks

    Of all the new incoming regulations, few will have a greater impact on financial institution’s trading business than Fundamental Review of the Trading Book (FRTB).The new FRTB requirements from Basel Committee on Banking Supervision (BCBS) pertain to capital requirements for banks. In fact this...

    Fines for banks that breached US sanctions

    A survey of fines for banks spanning more than ten years